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Student Success and the Construction of Inclusive
Educational Communities
By: Vincent Tinto
Professor of Education and Sociology at Syracuse University and Associate
Director of the National Center on Postsecondary Teaching, Learning
and Assessment
Interest in the issue of student success, in particular student retention,
has not waned. If anything it has grown over the years. So much so that
we have witnessed the growth of a new industry of retention firms, consultants,
and retention-related products that offer the promise of a quick-fix
to the "retention problem." Though there is no doubt some
value to the work of these firms, the root of institutional success
does not lie in their employment. Nor does it lie, as so many faculty
believe, in retention programs per se or even in the dedicated staff
that support those programs. Though their work is invaluable, their
effort alone does not account for institutional success. Instead it
resides in the work of the faculty and in the institution's capacity
to construct educational communities that actively engage students in
learning. It lies not in the retention of students but in their education.
Successful education, not retention, is the secret of successful retention
programs.
It is for this reason that I will argue that the success of institutional
retention efforts ultimately resides in the institution's capacity to
engage faculty and administrators across the campus in a collaborative
effort to construct educational settings, classrooms and otherwise,
that actively engage students in learning. As regards the retention
of students of color, I will also argue that though we need concern
ourselves with campus climates and support programs for those who are
"at-risk", we must also concern ourselves with the character
of the classrooms, laboratories, and studios in which students find
themselves. The educational communities we construct in those settings
must be inclusive of all students, not just some.
To make clear why this is the case, we must first review what we have
learned from many years of research on the roots of institutional and
student success. Though programs on different campuses vary in their
structure and in the specific sorts of actions they take on behalf of
students, successful programs are invariably similar in a number of
important ways, specifically in the way they think about retention,
the sorts of emphasis they give their retention efforts, and the ends
to which they direct their energies. These commonalities, or what I
call the principles of effective retention, can be described as an enduring
commitment to student welfare, a broader commitment to the education,
not mere retention, of students, and an emphasis upon the construction
of supportive social and educational communities that actively involve
students in learning.
Institutional Commitment to Students
One of the most evident features of effective retention programs is
their enduring commitment to the students they serve. Rather than reflect
only institutional interests, they continually ask of themselves how
their actions serve to further the welfare of all students. Like healthy
and caring communities generally, effective retention programs direct
their energies to helping students further their own needs and interests.
There is no programmatic substitute for this sort of commitment, no
easy way to measure its occurrence. It is not the sole province of specific
programs or of designated program staff but is the responsibility of
all members of the institutions, faculty and staff alike. As such it
is reflected in the daily activities of all program members and in the
choices they make as to the goals to which they direct their energies.
The presence of a strong commitment to students results in an identifiable
ethos of caring which permeates the character of institutional life.
It is in this very important sense that institutions of higher education
are like other human communities. The essential character of such communities
lies not in their formal structures, but in the underlying values, which
inspire their construction. The ability of an institution to retain
students lies less in the formal programs they devise than in the underlying
commitment toward students which direct their activities.
But it is a commitment that takes nurturing, one that is built upon
incentives, rewards, and the investment of resources in the education
of students. At the same time, it is a commitment on the part of all
members of the institution, faculty, staff, and administrative, not
just those few appointed staff whose job it is to focus on retention.
Though the work of such dedicated staff is important, it alone is not
sufficient to ensure the success of institutional retention efforts.
In the long run, institutional success requires the collaborative effort
of all members of the institution, faculty, staff, and administrators
alike.
Educational Commitment
A second feature of effective institutions is that their commitment
to students goes beyond the concern for retention per se to that of
the education of students. The social and intellectual growth of students,
not their mere retention, is the mark of effective retention efforts.
Here I suggest lies the key to successful retention programs, namely
that they focus not on the goal of retention but on the broader goal
of student education.
Put in more direct language, effective retention programs do not take
learning to chance. They are proactive in their search for student learning.
They require of themselves, their faculty, staff, and students that
each engage in activities to heighten the likelihood that learning arises
within the college. For that reason, successful institutions assess
student skills, mandate placement in appropriate course settings, provide
student development assistance, monitor student performance, and provide
early, direct, and frequent feedback to students and staff, especially
during the formative first year of college. Equally important, they
concern themselves with the nature of the learning settings in which
students find themselves and the skills faculty possess to educate the
students they encounter in those settings. Lest we forget, the faculty
in our colleges and universities are the only faculty from kindergarten
through college who are not trained to teach their students.
Social and Intellectual Community
A third feature of effective retention programs, indeed of institutions
with high rates of student retention generally, is their emphasis upon
the communal nature of institutional life and the importance of educational
community, social and academic, in the learning process. Successful
institutions have come to understand that student-learning best occurs
in settings that integrate students into their daily life and provide
social and intellectual support for their individual efforts.
Effective programs reach out to make contact with students in order
to establish personal bonds among students and between students, faculty,
and staff members of the institution. In this manner effective retention
programs not only provide continuing assistance to students, they also
act to ensure the integration of all individuals as equal and competent
members of the academic and social communities of the college.
It is for this reason that effective programs have focused much of their
energies on constructing classroom settings and academic programs across
classrooms that actively involve and support students in the learning
process (e.g. collaborative and cooperative teaching). They see successful
student participation in the community of the classroom as a vehicle
both to individual learning and to membership in supportive college
communities generally.
For all students, but certainly for those who are first-generation college
students or who need developmental assistance, effective programs also
understand that support for learning must come from many quarters, not
only from the faculty who are the guardians of the classroom. It is
for this reason that effective programs stress the importance of frequent
and rewarding contact between faculty, staff, and students in a variety
of settings both inside and outside the formal confines of the classrooms
and laboratories of institutional life. The use of faculty and peer
mentor programs, frequent informal meetings and activities all serve
to heighten the degree and range of interaction among members of the
community. The stress here is on the nature of student, faculty, and
staff contact and its relationship to the student development. The research
in this regard is quite clear, namely that the frequency and perceived
worth of interaction with faculty, staff, and other students is one
of the strongest predictors not only of student persistence but also
of student learning.
The importance of a supportive community for student success is particularly
apparent among students of color, especially those from disadvantaged
backgrounds. For students in largely white institutions, academic and
social support is absolutely essential for their continued persistence
and development as students. By contrast, the messages they frequently
receive in and out of classrooms as to their marginality does much to
explain their leaving. To repeat, the educational communities we construct
must be inclusive communities in which all students, not just some,
are able to gain a valued voice in the construction of knowledge.
The Question of Choice:
Where Does One Invest Scarce Resources on Behalf of Student Detention?
The practical question remains as to where and in what form should institutions
invest scarce resources to enhance student retention? Here the evidence
of effective programs is clear, namely that the practical route to successful
retention lies in those programs that ensure, from the very outset of
student contact with the institution, that entering students are integrated
into the social and academic communities of the college and acquire
the skills and knowledge needed to become successful learners in those
communities.
Principles of Implementation
Several important principles of implementation should be noted. First,
institutions must recognize that frontloading of effort is the wisest
course of action. The earlier one addresses the problem of student departure,
the greater the likely returns to retention efforts. This is the case
not only because the greatest proportion of leaving occurs in the first
year, but also because over half of all student leavings have their
roots in the first-year college experience. Efforts to reshape the freshman
year experience invariably have the largest return in both retention
and student learning.
Second, institutions must understand that there is no one retention
program in which they should invest, no one type of program which provides
the "cure" for student retention. Rather than reflect any
one type of effort, successful institution retention programs are the
result of the coordination across the campus of a variety of different
types of programs, academic and social, that seek, in differing ways,
to integrate and support students and promote their becoming effective
learners while in college.
Third, student learning should not be left to chance. Institutions must
invest in forms of intrusive monitoring and assessment of student academic
progress that enable them to intervene early, rather than later, in
the student career. They must be able to ascertain from the outset of
the first semester whether additional assistance is required. And they
must be able to ascertain, within the classroom, when students are in
further need of assistance. Most typically, this means that assessment
must be carried out within classrooms by the faculty who teach first-year
students and be structured so as to provide feedback to students on
a continuing basis early in the first year.
Last, but by no means least, institutions should invest their energies
to enhance the education of their students. Institutions should give
serious attention to the character of student experiences both inside
and outside the classroom and to the curricular and staff development
resources needed to ensure that those experiences promote, rather than
constrain, student learning. Quality teaching and involving classroom
and co-curricular activity should be the norm, not the exception, of
student experience.
Programs and Procedures
Institutions have employed a wide array of programs to help students
succeed. These range from pre-admission and orientation programs, early
learning assessment and mandated academic assistance, mandatory first-year
advising and counseling, intrusive monitoring and assessment of first-year
student academic progress, freshman courses that provide new students
with the knowledge and skills needed for satisfactory college performance,
faculty and peer mentor programs, staff development programs that enable
faculty to acquire the skills they need to become more effective teachers,
to the development of learning communities that enable new students
to share their learning experiences.
As regards early educational assessment, institutions should carefully
assess the skills of their entering students and mandate, where necessary,
placement in developmental education courses. Simply put, each entering
student should be provided with the opportunity to acquire the academic
skills needed to prosper and learn while in college. Where possible,
that assistance should be integrated with, rather than segregated from,
ongoing freshman year courses. That is to say, it should be so organized
as to enable students to make some progress toward degree completion
during their first year of college. Colleges should avoid the situation
where assistance is so structured so as to preclude any form of credit
coursework during the first year. It is for that reason that many programs
have employed summer bridge programs in order to ensure that no entering
student begins the regular academic year so far behind other students
that some degree of integration in the regular academic program is impossible.
The same logic applies to the use of supplemental instruction which
attaches learning assistance to ongoing academic programs and classes.
Colleges should also give serious consideration to the establishment
of freshmen year academic programs which are tailored to the specific
educational needs of new students. In some cases, this may mean the
use of summer bridge programs to enable students make up for pre-college
learning deficits. In other cases, it may mean the restructuring of
part or all of the freshmen year and the establishment of a freshmen
year faculty and staff whose particular job it is to serve the educational
needs of first-year students. However conceived, the essential point
of first year programs is not simply that they focus on new students,
but that they provide institutions with a way of effectively responding
to student needs during the first year of college.
In this regard, institutions should explore making substantial changes
in the types of educational experience most beginning student encounter
in their first year of college. Rather than promoting educational experiences
that emphasize passivity and solo performance, institutions should construct
educational settings that encourage, indeed require, active involvement
in their own learning and that of others. Specifically, I refer to the
growing movement toward collaborative and cooperative learning in higher
education and the development of learning communities for first-year
students. If you have not yet done so, I urge you to move quickly to
join that movement and give your students a meaningful voice in their
own education. As we have discovered, in our studies of learning communities
and collaborative learning for the National Center on Postsecondary
Teaching, Learning, and Assessment, gaining that voice and sharing it
with others is a very powerful educational experience that enhances
both learning and persistence. And it does so for all students, not
just those typically labeled as "honor students."
Lest we forget, for most colleges and most students, the classroom is
the primary place of contact between faculty and students. If students
do not engage there, they do not, given their time and commitments,
become engaged elsewhere. If they are uninvolved in the classroom, they
will very likely remain uninvolved in other aspects of their educational
experience. It is for this reason that effective programs have focused
much of their energies on constructing classroom settings and academic
programs that actively involve students in the learning process and
ensuring, as best they can, that both faculty and students enter those
classrooms with the skills needed to make that process effective for
all students.
This means, of course, that special attention must be paid to the teaching
skills of faculty and their ability to assess, within the classroom,
student learning. All faculty, but new faculty in particular, should
be expected to participate in staff development programs that enable
participants to acquire a range of pedagogical skills that can be brought
to bear on the demanding task of teaching students from diverse backgrounds
and cultures. And they should be expected to assess for themselves their
students' learning. In the final analysis, it is classroom level assessment
that is most effective in altering the character of the teacher-student
relationship and the learning that arises from it.
Concluding Observation
I would like to conclude with a plea, specifically with a plea for us
not to lose sight of the importance of citizenship in the education
of our students. Let me do so by observing that one of the most important
challenges facing us in the next decade concerns the character of the
education we make available to future generations of college students.
Here let me be quite clear. We have too long let the education of college
students be dictated by the sometimes parochial and self-serving demands
of work and career mobility and have all but ignored the importance
of civic education. We have allowed, indeed often encouraged, our students
to think first and foremost of what is in their own career interests
and have been unwilling to have them confront the need to recognize
that their interests and that of the larger community is inextricably
intertwined. We have, to be blunt, failed in our obligation to concern
ourselves with the development of future citizens as we have rushed
headlong in the race to prepare our students to be workers in corporate
America.
Yet the data are clear that other needs are more pressing. Our society
is in great danger of breaking apart along racial and social class lines,
of becoming a bipolar society of have and have-nots. Look about. Easily
one in every four children born today are born into poverty. Over time,
nearly one in three will be on welfare at some point in their lives.
A disproportionate number of these children will be of minority origins.
At the same time, nearly half of all children, rich or poor, majority
or minority, will live in single-parent, female headed households. The
Bureau of Census, projects that less than forty percent of all children
born in 1987, will live with both natural parents until age 18. The
issue here is not one of the desirability of one type of family unit
over another. There are many possible ways of constructing supportive
family units. Rather it is an issue of the widespread erosion of supportive
families of any sort.
If we are to have a future society of one, not two or more Americas,
of one common caring community, not several divided along racial and
economic lines, this must change. And we in higher education must respond
accordingly. We must see to it that the education of our students is
guided by the principle that its primary mission is to produce citizens,
not just workers, who understand the need to concern themselves with
the welfare of their fellow citizens as well as their own. You who understand
this need must take the lead in this important effort. You cannot and
must not be silent.
But the education of future citizens in higher education is not the
result of lectures or of homilies directed at students. Higher education
is already overrun with such expositions. Rather it arises from an intentional
pedagogy in which students are required to engage in activities out
of which the skills and norms of citizenship arise. It is for this reason,
among others, that we must promote ever more forcibly collaborative
and cooperative learning on your campuses. You must fight to ensure
that collaborative learning is the hallmark of students' experience.
As you well understand, asking students to become actively involved
in their own learning and that of their peers engenders in students
a deeper appreciation of the importance of community in their lives
and the need to become responsible for one another. By giving students
a valued voice in their own learning, they come to understand the importance
of allowing others to have a similar voice. In this way, the acquisition
of educational citizenship in the classroom is a precursor to becoming
a responsible citizen beyond the classroom.
In closing, let me point out that the view I have presented here is
by no means a radical or a new one. Rather it is one which refers us
back to some very important traditions of higher education, namely that
it is at its core concerned with the fostering of communities of persons
whose work it is to ensure the social and intellectual development of
its members, in particular its student members. Seen in this fashion,
the secret of successful retention programs for all students is no secret
at all, but a reaffirmation of some of the important foundations of
higher education. There is no great secret to successful retention programs,
no mystery which requires unraveling. Though successful retention programming
does require some skill and not an inconsiderable amount of effort,
it does not require sophisticated machinery. It is within the reach
of all institutions if they only give serious attention to the character
of their educational mission and the obligation it entails. It is here
that I conclude my comments, with the notion that successful retention
is no more than, but certainly no less than, successful education.
Suggested Readings
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